題目：
State whether Gloria has any liability for money laundering.
題目：
Vlad generates a substantial income from illegal tax evasion and sought advice from Gloria (his personal accountant) on how to dispose of his illegal earnings. Gloria suggested that to disguise the source of the funds, Vlad should purchase a chain of restaurants and pass his gains from the illegal operation through the restaurants' accounts. Vlad agreed with Gloria’s proposal and appointed her as the restaurant chain’s finance director and together they passed the illegal money through the operation.
【論述題】
State the offence of money laundering.
題目：
What is placement
題目：
Define money laundering.
題目：
LT is an accountant who works for Tapa Ltd, a company owned by SP. LT has devised a scheme where TapaLtd can illegally disguise certain revenues so that the company's tax charge is reduced. Any tax that thescheme saves is paid to SP as a dividend.
Which TWO offences has LT committed
(1) Tipping off
(2) Failure to prevent
(3) Laundering
(4) Failure to report
1 and 2
1 and 4
2 and 3
3 and 4
題目：
The term insider dealing relates to a number of potential criminal offences.
Which TWO of the following are crimes in relation to insider dealing
(1) Encouraging someone to engage in insider dealing
(2) Failing to report insider dealing
(3) Concealing insider dealing
(4) Passing on inside information
1 and 2
1 and 4
2 and 3
2 and 4
題目：
Money laundering involves a number of phases in the overall procedure.
Which TWO of the following are recognised phases in money laundering
(1) Relocation
(2) Layering
(3) Integration
(4) Distribution
1 and 2
1 and 4
2 and 3
3 and 4
題目：
Which TWO of the following are offences connected with the insolvency of a company
(1) Wrongful trading
(2) Market abuse
(3) Making a false declaration of solvency
(4) Bribery
1 and 3
1 and 4
2 and 3
2 and 4
題目：
Which of the following statements concerning wrongful trading is correct
Wrongful trading is a criminal offence
Selling company shares in the knowledge that the share price is about to fall is wrongful trading
A case of wrongful trading is brought by a company's administrator
Intent to defraud is required to prove a case of wrongful trading
題目：
Which of the following must be proved to win a case of fraudulent trading under the Insolvency Act 1986
The fraud was due to negligence
The fraud was intended
The fraud was profitable
The fraud was preventable
題目：
Which of the following is NOT classified as bribery under the Bribery Act 2010
An individual who accepts payment to perform a public duty
A company that offers a client reasonable hospitality
An employee of a company who offers a non-financial reward to a public official to perform a publicduty
A foreign national who works overseas for a company registered in the UK that offers cash to a thirdparty for them to influence a public official
題目：
To whom should a person who suspects another of money laundering report their suspicions to
National Crime Agency
National Audit Office
Companies House
Financial Conduct Authority
題目：
Which TWO of the following are offences related to money laundering
(1) Failure to report
(2) Placement
(3) Integration
(4) Tipping off
1 and 2
1 and 4
2 and 3
3 and 4
題目：
Which of the following is an example of market abuse
An employee who sells shares in their company at a profit
A finance director who makes a deliberately deceptive profit forecast
An individual who buys a company's shares on the advice of a broker
Timing the sale of a company office building so that the sale proceeds are included in the accounts ofthe current financial year
題目：
Fraudulent trading under the Insolvency Act 1986 is a civil – not a criminal offence. Any directorsfound guilty are liable to make good the company's debts.
AThe individual had no expectation of profit
The individual had reasonable grounds to believe that the information was about to be published
The individual had reasonable grounds to believe their action was in the public interest
The individual was not seeking to profit from the transaction personally
題目：
Directors found guilty of fraudulent trading under the Insolvency Act 1986 face which of the followingpenalties
Imprisonment
Unlimited fine
Make good the debts of the company
題目：
Which of the following is an agreement between an organisation and the prosecution whereby theorganisation admits wrongdoing but stops short of pleading guilty to the offence
Deferred prosecution agreement
Suspended prosecution agreement
Corporate prosecution agreement
題目：
Which of the following statements in relation to the offence of bribery is correct
Bribery is a tort
Bribery can only be committed in the UK
It is an offence for a corporation to fail to prevent bribery
題目：
In the context of money laundering, the transfer of monies in order to disguise their source is known bywhich of the following names
Layering
Integration
Placement
題目：
In a criminal case, which of the following parties could be offered a deferred prosecution agreement by theprosecution
An individual director
An individual shareholder
The company as a whole
題目：
Market abuse is an offence under which form of law
Civil law only
Criminal law only
Civil and criminal law
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